Wealth Manager
    SEC Registered
    Manages Private Funds

    Phillips Financial

    Registered investment advisor · Fort Wayne, Indiana · CRD #131344

    Assets Under Management
    $2.6B
    Client Accounts
    3,264
    Employees
    32
    CRD Number
    131344
    Registration
    SEC Registered
    Custodian
    National Financial Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Phillips Financial

    Phillips Financial Management is a financial advisory firm dedicated to personalized investment advice and long-term financial success. It offers customized programs to grow, protect, and conserve clients' wealth. The firm is registered with the SEC and emphasizes compassion, transparency, and professionalism in financial planning.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Phillips Financial

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Phillips Financial's AUM?

    Phillips Financial reports approximately $2.6B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Phillips Financial headquartered?

    Phillips Financial is headquartered in Fort Wayne, Indiana.

    What is Phillips Financial's CRD number?

    Phillips Financial's CRD number is 131344. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Phillips Financial manage?

    Phillips Financial manages approximately 3,264 client accounts according to its latest SEC filing.

    Is Phillips Financial SEC registered?

    Yes, Phillips Financial is registered with the SEC as an investment adviser with an approved registration status.

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