Wealth Manager
    SEC Registered
    Manages Private Funds

    Open Window Financial Solutions, Ltd.

    Registered investment advisor · Reno, Nevada · CRD #131562

    Assets Under Management
    $284M
    Client Accounts
    319
    Employees
    6
    CRD Number
    131562
    Registration
    SEC Registered
    Custodian
    National Financial Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Open Window Financial Solutions, Ltd.

    Open Window Financial Solutions, Ltd. is a SEC-registered investment advisory firm headquartered in Reno, Nevada, managing approximately $284M in regulatory assets across 319 client accounts. The firm's full regulatory record is filed with the SEC under CRD #131562.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Open Window Financial Solutions, Ltd.

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    Frequently Asked Questions

    What is Open Window Financial Solutions, Ltd.'s AUM?

    Open Window Financial Solutions, Ltd. reports approximately $284M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Open Window Financial Solutions, Ltd. headquartered?

    Open Window Financial Solutions, Ltd. is headquartered in Reno, Nevada.

    What is Open Window Financial Solutions, Ltd.'s CRD number?

    Open Window Financial Solutions, Ltd.'s CRD number is 131562. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Open Window Financial Solutions, Ltd. manage?

    Open Window Financial Solutions, Ltd. manages approximately 319 client accounts according to its latest SEC filing.

    Is Open Window Financial Solutions, Ltd. SEC registered?

    Yes, Open Window Financial Solutions, Ltd. is registered with the SEC as an investment adviser with an approved registration status.

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