Neos Investments

Registered investment advisor · Westport, Connecticut · CRD #321256

Assets Under Management

$21.7B

Client Accounts

Employees

CRD Number

321256

Registration

SEC Registered

Source: SEC Form ADV filings. Data as of 2026-07-06.

About Neos Investments

NEOS Investments is an investment management firm that specializes in options-based income strategies. They offer innovative solutions through exchange-traded funds (ETFs) and separately managed accounts, focusing on generating reliable income while managing tax efficiency for a diverse range of investors. The firm provides three main service categories: ETFs designed for monthly income generation and diversification, separately managed accounts that offer unique options strategies, and custom

Fee Structure

Percentage of assets under management Not reported

Fixed fees Not reported

Hourly charges Not reported

Performance-based fees Not reported

Contacts, 13F holdings & brochure intel for Neos Investments

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Frequently Asked Questions

What is Neos Investments's AUM?

Neos Investments reports approximately $21.7B in regulatory assets under management, based on its most recent SEC Form ADV filing.

Where is Neos Investments headquartered?

Neos Investments is headquartered in Westport, Connecticut.

What is Neos Investments's CRD number?

Neos Investments's CRD number is 321256. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.