Wealth Manager
    SEC Registered

    Lumbard & Kellner, LLC

    Registered investment advisor · Hollis, New Hampshire · CRD #117196

    Assets Under Management
    $444M
    Client Accounts
    321
    Employees
    4
    CRD Number
    117196
    Registration
    SEC Registered
    Custodian
    Us Bank, Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Lumbard & Kellner, LLC

    Lumbard & Kellner, LLC is a small investment advisory firm based in Hollis, New Hampshire, offering personalized investment management services to clients. The firm employs unique strategies and allows employees to trade in personal accounts without benefiting from their trades.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Lumbard & Kellner, LLC

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    Frequently Asked Questions

    What is Lumbard & Kellner, LLC's AUM?

    Lumbard & Kellner, LLC reports approximately $444M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Lumbard & Kellner, LLC headquartered?

    Lumbard & Kellner, LLC is headquartered in Hollis, New Hampshire.

    What is Lumbard & Kellner, LLC's CRD number?

    Lumbard & Kellner, LLC's CRD number is 117196. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Lumbard & Kellner, LLC manage?

    Lumbard & Kellner, LLC manages approximately 321 client accounts according to its latest SEC filing.

    Is Lumbard & Kellner, LLC SEC registered?

    Yes, Lumbard & Kellner, LLC is registered with the SEC as an investment adviser with an approved registration status.

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