Lpl Financial LLC

Registered investment advisor · Fort Mill, South Carolina · CRD #6413

Assets Under Management

$819.1B

Client Accounts

2,850,994

Employees

41,879

CRD Number

6413

Registration

SEC Registered

Source: SEC Form ADV filings. Data as of 2026-07-06.

About Lpl Financial LLC

LPL Financial is the largest independent broker-dealer in the United States, founded in 1989. Headquartered in multiple locations, including Boston and San Diego, the company supports nearly 22,000 financial advisors and manages over $1 trillion in advisory and brokerage assets. LPL operates as a Fortune 500 company, emphasizing an advisor-centered model that prioritizes independence and client interests. The company offers a range of services, including brokerage and investment advisory servic

Fee Structure

Percentage of assets under management Yes

Fixed fees Not reported

Hourly charges Yes

Performance-based fees Not reported

Contacts, 13F holdings & brochure intel for Lpl Financial LLC

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Frequently Asked Questions

What is Lpl Financial LLC's AUM?

Lpl Financial LLC reports approximately $819.1B in regulatory assets under management, based on its most recent SEC Form ADV filing.

Where is Lpl Financial LLC headquartered?

Lpl Financial LLC is headquartered in Fort Mill, South Carolina.

What is Lpl Financial LLC's CRD number?

Lpl Financial LLC's CRD number is 6413. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.