Wealth Manager
    SEC Registered
    Manages Private Funds

    Light Financial Services, Inc.

    Registered investment advisor · Fargo, North Dakota · CRD #131678

    Assets Under Management
    $176M
    Client Accounts
    1,810
    Employees
    2
    CRD Number
    131678
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc., Matrix Executions, Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Light Financial Services, Inc.

    Light Financial Services, Inc. is a SEC-registered investment advisory firm headquartered in Fargo, North Dakota, managing approximately $176M in regulatory assets across 1,810 client accounts. The firm's full regulatory record is filed with the SEC under CRD #131678.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Light Financial Services, Inc.'s AUM?

    Light Financial Services, Inc. reports approximately $176M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Light Financial Services, Inc. headquartered?

    Light Financial Services, Inc. is headquartered in Fargo, North Dakota.

    What is Light Financial Services, Inc.'s CRD number?

    Light Financial Services, Inc.'s CRD number is 131678. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Light Financial Services, Inc. manage?

    Light Financial Services, Inc. manages approximately 1,810 client accounts according to its latest SEC filing.

    Is Light Financial Services, Inc. SEC registered?

    Yes, Light Financial Services, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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