Wealth Manager
    SEC Registered
    Manages Private Funds

    Investment Management & Planning LLC

    Registered investment advisor · Greenville, Delaware · CRD #146041

    Assets Under Management
    $239M
    Client Accounts
    731
    Employees
    3
    CRD Number
    146041
    Registration
    SEC Registered
    Custodian
    Lpl Financial Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Investment Management & Planning LLC

    Investment Management & Planning LLC is a SEC-registered investment advisory firm headquartered in Greenville, Delaware, managing approximately $239M in regulatory assets across 731 client accounts. The firm's full regulatory record is filed with the SEC under CRD #146041.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Investment Management & Planning LLC's AUM?

    Investment Management & Planning LLC reports approximately $239M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Investment Management & Planning LLC headquartered?

    Investment Management & Planning LLC is headquartered in Greenville, Delaware.

    What is Investment Management & Planning LLC's CRD number?

    Investment Management & Planning LLC's CRD number is 146041. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Investment Management & Planning LLC manage?

    Investment Management & Planning LLC manages approximately 731 client accounts according to its latest SEC filing.

    Is Investment Management & Planning LLC SEC registered?

    Yes, Investment Management & Planning LLC is registered with the SEC as an investment adviser with an approved registration status.

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