Horizon Investments LLC

Registered investment advisor · Charlotte, North Carolina · CRD #109552

Assets Under Management

$8.5B

Client Accounts

1,467

Employees

CRD Number

109552

Registration

SEC Registered

Custodian

Axos Clearing Llc, Wells Fargo Clearing Services, Llc, Pershing Llc, National Financial Services Llc

Source: SEC Form ADV filings. Data as of 2026-07-06.

About Horizon Investments LLC

Horizon is a financial services firm based in Charlotte, NC, founded in 1995. The company specializes in empowering financial advisors with goals-based investment strategies, technology, and consulting services. Horizon rebranded from Horizon Investments in June 2025 to reflect its expanded role in the industry, marking its 30th anniversary with a focus on innovation. Horizon offers a range of services, including customizable Separately Managed Accounts (SMAs), tailored Gain, Protect, and Spend

Fee Structure

Percentage of assets under management Not reported

Fixed fees Not reported

Hourly charges Yes

Performance-based fees Not reported

Contacts, 13F holdings & brochure intel for Horizon Investments LLC

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Frequently Asked Questions

What is Horizon Investments LLC's AUM?

Horizon Investments LLC reports approximately $8.5B in regulatory assets under management, based on its most recent SEC Form ADV filing.

Where is Horizon Investments LLC headquartered?

Horizon Investments LLC is headquartered in Charlotte, North Carolina.

What is Horizon Investments LLC's CRD number?

Horizon Investments LLC's CRD number is 109552. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.