Wealth Manager
    SEC Registered

    Hilltop Securities Asset Management, LLC

    Registered investment advisor · Dallas, Texas · CRD #110760

    Assets Under Management
    $37.7B
    Client Accounts
    60
    Employees
    31
    CRD Number
    110760
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Hilltop Securities Asset Management, LLC

    Hilltop Securities Inc. is a full-service broker-dealer and registered investment adviser based in Dallas, Texas. The company provides a range of financial services, including investment banking, public finance, and wealth management, to municipal issuers, institutions, broker-dealers, and individuals across the United States. Formed in 2015 from the merger of several established firms, Hilltop Securities combines over 75 years of industry experience and operates from approximately 55 locations

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Yes

    Contacts, 13F holdings & brochure intel for Hilltop Securities Asset Management, LLC

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    Frequently Asked Questions

    What is Hilltop Securities Asset Management, LLC's AUM?

    Hilltop Securities Asset Management, LLC reports approximately $37.7B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Hilltop Securities Asset Management, LLC headquartered?

    Hilltop Securities Asset Management, LLC is headquartered in Dallas, Texas.

    What is Hilltop Securities Asset Management, LLC's CRD number?

    Hilltop Securities Asset Management, LLC's CRD number is 110760. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Hilltop Securities Asset Management, LLC manage?

    Hilltop Securities Asset Management, LLC manages approximately 60 client accounts according to its latest SEC filing.

    Is Hilltop Securities Asset Management, LLC SEC registered?

    Yes, Hilltop Securities Asset Management, LLC is registered with the SEC as an investment adviser with an approved registration status.

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