Wealth Manager
    SEC Registered
    Manages Private Funds

    Galvin, Gaustad & Stein, LLC

    Registered investment advisor · Scottsdale, Arizona · CRD #153410

    Assets Under Management
    $1.4B
    Client Accounts
    1,948
    Employees
    17
    CRD Number
    153410
    Registration
    SEC Registered
    Custodian
    National Financial Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Galvin, Gaustad & Stein, LLC

    Galvin, Gaustad & Stein, LLC is a registered investment advisory firm based in Scottsdale, Arizona, offering personalized asset management, wealth management, and financial planning services. Established in 2010, it focuses on client-centric financial solutions.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Galvin, Gaustad & Stein, LLC's AUM?

    Galvin, Gaustad & Stein, LLC reports approximately $1.4B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Galvin, Gaustad & Stein, LLC headquartered?

    Galvin, Gaustad & Stein, LLC is headquartered in Scottsdale, Arizona.

    What is Galvin, Gaustad & Stein, LLC's CRD number?

    Galvin, Gaustad & Stein, LLC's CRD number is 153410. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Galvin, Gaustad & Stein, LLC manage?

    Galvin, Gaustad & Stein, LLC manages approximately 1,948 client accounts according to its latest SEC filing.

    Is Galvin, Gaustad & Stein, LLC SEC registered?

    Yes, Galvin, Gaustad & Stein, LLC is registered with the SEC as an investment adviser with an approved registration status.

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