Wealth Manager
    SEC Registered

    First Trust Advisors LP

    Registered investment advisor · Wheaton, Illinois · CRD #107027

    Assets Under Management
    $309.2B
    Client Accounts
    6,316
    Employees
    542
    CRD Number
    107027
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About First Trust Advisors LP

    First Trust is a financial services firm based in Wheaton, Illinois, established in 1991. The company specializes in issuing exchange-traded fund (ETF) products and is recognized as one of the largest ETF and unit investment trust (UIT) issuers in the industry. With offices in Wheaton, Austin, and Franklin, First Trust has a strong presence across multiple U.S. locations. The firm offers a wide range of investment products, including actively managed ETFs, unit investment trusts, closed-end fun

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Yes

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    Frequently Asked Questions

    What is First Trust Advisors LP's AUM?

    First Trust Advisors LP reports approximately $309.2B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is First Trust Advisors LP headquartered?

    First Trust Advisors LP is headquartered in Wheaton, Illinois.

    What is First Trust Advisors LP's CRD number?

    First Trust Advisors LP's CRD number is 107027. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does First Trust Advisors LP manage?

    First Trust Advisors LP manages approximately 6,316 client accounts according to its latest SEC filing.

    Is First Trust Advisors LP SEC registered?

    Yes, First Trust Advisors LP is registered with the SEC as an investment adviser with an approved registration status.

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