Wealth Manager
    SEC Registered

    Finley Financial, LLC

    Registered investment advisor · Las Vegas, Nevada · CRD #131442

    Assets Under Management
    $260M
    Client Accounts
    290
    Employees
    1
    CRD Number
    131442
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Finley Financial, LLC

    Finley Financial, LLC is a SEC-registered investment advisory firm headquartered in Las Vegas, Nevada, managing approximately $260M in regulatory assets across 290 client accounts. The firm's full regulatory record is filed with the SEC under CRD #131442.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Finley Financial, LLC

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    Frequently Asked Questions

    What is Finley Financial, LLC's AUM?

    Finley Financial, LLC reports approximately $260M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Finley Financial, LLC headquartered?

    Finley Financial, LLC is headquartered in Las Vegas, Nevada.

    What is Finley Financial, LLC's CRD number?

    Finley Financial, LLC's CRD number is 131442. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Finley Financial, LLC manage?

    Finley Financial, LLC manages approximately 290 client accounts according to its latest SEC filing.

    Is Finley Financial, LLC SEC registered?

    Yes, Finley Financial, LLC is registered with the SEC as an investment adviser with an approved registration status.

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