Wealth Manager
    SEC Registered
    Manages Private Funds

    Financial Concepts

    Registered investment advisor · Columbus, Mississippi · CRD #157616

    Assets Under Management
    $1.1B
    Client Accounts
    5,235
    Employees
    19
    CRD Number
    157616
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Financial Concepts

    Financial Concepts is an SEC-registered investment advisory firm based in Columbus, Mississippi, offering personalized wealth management, executive benefits, and business succession planning. They provide comprehensive consultation and continuous review, with a focus on long-term client relationships.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Financial Concepts

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Financial Concepts's AUM?

    Financial Concepts reports approximately $1.1B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Financial Concepts headquartered?

    Financial Concepts is headquartered in Columbus, Mississippi.

    What is Financial Concepts's CRD number?

    Financial Concepts's CRD number is 157616. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Financial Concepts manage?

    Financial Concepts manages approximately 5,235 client accounts according to its latest SEC filing.

    Is Financial Concepts SEC registered?

    Yes, Financial Concepts is registered with the SEC as an investment adviser with an approved registration status.

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