Wealth Manager
    SEC Registered
    Manages Private Funds

    Fifth Third Securities, Inc.

    Registered investment advisor · Cincinnati, Ohio · CRD #628

    Assets Under Management
    $10.9B
    Client Accounts
    47,014
    Employees
    13,533
    CRD Number
    628
    Registration
    SEC Registered
    Custodian
    National Financial Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Fifth Third Securities, Inc.

    Fifth Third Bank is a prominent regional bank based in Cincinnati, Ohio, with a history that dates back to 1858. It operates over 1,100 branches and 2,400 ATMs across 11 states, providing a wide range of financial services to individuals, families, businesses, and communities. The bank has a strong commitment to innovation and community impact, recognized multiple times as one of Ethisphere’s World’s Most Ethical Companies. The bank offers comprehensive services, including personal and business

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Yes

    Contacts, 13F holdings & brochure intel for Fifth Third Securities, Inc.

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Fifth Third Securities, Inc.'s AUM?

    Fifth Third Securities, Inc. reports approximately $10.9B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Fifth Third Securities, Inc. headquartered?

    Fifth Third Securities, Inc. is headquartered in Cincinnati, Ohio.

    What is Fifth Third Securities, Inc.'s CRD number?

    Fifth Third Securities, Inc.'s CRD number is 628. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Fifth Third Securities, Inc. manage?

    Fifth Third Securities, Inc. manages approximately 47,014 client accounts according to its latest SEC filing.

    Is Fifth Third Securities, Inc. SEC registered?

    Yes, Fifth Third Securities, Inc. is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in Ohio

    Fort Washington Investment Advisors Inc
    Cincinnati, OH · $93.5B AUM
    Nationwide Fund Advisors
    Columbus, OH · $83.1B AUM
    Meeder Public Funds, Inc.
    Dublin, OH · $64.1B AUM
    Mai Capital Management, LLC
    Cleveland, OH · $52.1B AUM
    Clearstead; Clearstead Advisory Solutions
    Cleveland, OH · $33.9B AUM
    Sequoia Financial Group, L.L.C.
    Akron, OH · $32.2B AUM
    See all top RIA firms in Ohio →

    Research firms like Fifth Third Securities, Inc. at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial