Wealth Manager
    SEC Registered
    Manages Private Funds

    Duncan Williams Asset Management, LLC

    Registered investment advisor · Memphis, Tennessee · CRD #174809

    Assets Under Management
    $2.7B
    Client Accounts
    2,238
    Employees
    21
    CRD Number
    174809
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Duncan Williams Asset Management, LLC

    Duncan Williams Asset Management, LLC offers investment advisory services, including asset management and retirement planning. The firm provides both discretionary and non-discretionary portfolio management options. Their services are designed to meet various client needs.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Duncan Williams Asset Management, LLC

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Duncan Williams Asset Management, LLC's AUM?

    Duncan Williams Asset Management, LLC reports approximately $2.7B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Duncan Williams Asset Management, LLC headquartered?

    Duncan Williams Asset Management, LLC is headquartered in Memphis, Tennessee.

    What is Duncan Williams Asset Management, LLC's CRD number?

    Duncan Williams Asset Management, LLC's CRD number is 174809. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Duncan Williams Asset Management, LLC manage?

    Duncan Williams Asset Management, LLC manages approximately 2,238 client accounts according to its latest SEC filing.

    Is Duncan Williams Asset Management, LLC SEC registered?

    Yes, Duncan Williams Asset Management, LLC is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in Tennessee

    Alliancebernstein L.P.
    Nashville, TN · $763.4B AUM
    &partners
    Nashville, TN · $30.3B AUM
    Arcline Investment Management LP
    Nashville, TN · $26.5B AUM
    First Horizon Advisors, Inc
    Memphis, TN · $13.6B AUM
    Nephila Advisors LLC
    Nashville, TN · $12.9B AUM
    Gerber/Taylor Management LLC
    Memphis, TN · $11.4B AUM
    See all top RIA firms in Tennessee →

    Research firms like Duncan Williams Asset Management, LLC at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial