Wealth Manager
    SEC Registered

    Confluence Investment Management LLC

    Registered investment advisor · Saint Louis, Missouri · CRD #146019

    Assets Under Management
    $6.7B
    Client Accounts
    14,862
    Employees
    55
    CRD Number
    146019
    Registration
    SEC Registered
    Custodian
    Stifel, Nicolaus & Company, Incorporated, Wells Fargo Clearing Services, Llc, Robert W. Baird & Co. Incorporated, Pershing Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Confluence Investment Management LLC

    Confluence Investment Management LLC is an independent, employee-owned Registered Investment Adviser based in St. Louis, Missouri. Founded in 2007, the firm specializes in portfolio management and advisory services for both institutional and individual clients. With a strong emphasis on research and a team-driven approach, Confluence has over 600 years of collective investment experience among its 53 employees. As of September 30, 2025, the firm manages $7.2 billion in assets and advises on an a

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Confluence Investment Management LLC's AUM?

    Confluence Investment Management LLC reports approximately $6.7B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Confluence Investment Management LLC headquartered?

    Confluence Investment Management LLC is headquartered in Saint Louis, Missouri.

    What is Confluence Investment Management LLC's CRD number?

    Confluence Investment Management LLC's CRD number is 146019. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Confluence Investment Management LLC manage?

    Confluence Investment Management LLC manages approximately 14,862 client accounts according to its latest SEC filing.

    Is Confluence Investment Management LLC SEC registered?

    Yes, Confluence Investment Management LLC is registered with the SEC as an investment adviser with an approved registration status.

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