Catherine R. Smith, Financial Planner, LLC
Registered investment advisor · Anchorage, Alaska · CRD #139909
Source: SEC Form ADV filings. Data as of 2026-07-06.
About Catherine R. Smith, Financial Planner, LLC
Catherine R. Smith, Financial Planner, LLC is a registered investment advisory firm headquartered in Anchorage, Alaska, managing approximately $31M in regulatory assets across 54 client accounts. The firm's full regulatory record is filed with the SEC under CRD #139909.
Fee Structure
Frequently Asked Questions
What is Catherine R. Smith, Financial Planner, LLC's AUM?
Catherine R. Smith, Financial Planner, LLC reports approximately $31M in regulatory assets under management, based on its most recent SEC Form ADV filing.
Where is Catherine R. Smith, Financial Planner, LLC headquartered?
Catherine R. Smith, Financial Planner, LLC is headquartered in Anchorage, Alaska.
What is Catherine R. Smith, Financial Planner, LLC's CRD number?
Catherine R. Smith, Financial Planner, LLC's CRD number is 139909. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.
How many accounts does Catherine R. Smith, Financial Planner, LLC manage?
Catherine R. Smith, Financial Planner, LLC manages approximately 54 client accounts according to its latest SEC filing.
Is Catherine R. Smith, Financial Planner, LLC SEC registered?
Catherine R. Smith, Financial Planner, LLC is registered as a STATE investment adviser.
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