Wealth Manager
    SEC Registered
    Manages Private Funds

    Capital Investment Advisory Services, LLC

    Registered investment advisor · Raleigh, North Carolina · CRD #149124

    Assets Under Management
    $2.4B
    Client Accounts
    9,862
    Employees
    91
    CRD Number
    149124
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc., Pershing Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Capital Investment Advisory Services, LLC

    Capital Investment Advisory Services, LLC is a financial advisory firm founded in 1996, specializing in income investing and portfolio management. It has 51-200 employees and operates across the United States. Beware of scams; they do not contact clients via social media.

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Capital Investment Advisory Services, LLC

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Capital Investment Advisory Services, LLC's AUM?

    Capital Investment Advisory Services, LLC reports approximately $2.4B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Capital Investment Advisory Services, LLC headquartered?

    Capital Investment Advisory Services, LLC is headquartered in Raleigh, North Carolina.

    What is Capital Investment Advisory Services, LLC's CRD number?

    Capital Investment Advisory Services, LLC's CRD number is 149124. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Capital Investment Advisory Services, LLC manage?

    Capital Investment Advisory Services, LLC manages approximately 9,862 client accounts according to its latest SEC filing.

    Is Capital Investment Advisory Services, LLC SEC registered?

    Yes, Capital Investment Advisory Services, LLC is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in North Carolina

    Captrust
    Raleigh, NC · $1.2T AUM
    Allspring Global Investments, LLC
    Charlotte, NC · $475.8B AUM
    Barings LLC
    Charlotte, NC · $392.8B AUM
    Allspring Funds Management, LLC
    Charlotte, NC · $324.7B AUM
    Brighthouse Investment Advisers, LLC
    Charlotte, NC · $132.6B AUM
    Sterling Capital Management LLC
    Charlotte, NC · $69.2B AUM
    See all top RIA firms in North Carolina →

    Research firms like Capital Investment Advisory Services, LLC at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial