Wealth Manager
    SEC Registered

    Capital Bank and Trust Company

    Registered investment advisor · Irvine, California · CRD #170017

    Assets Under Management
    $139.3B
    Client Accounts
    579
    Employees
    121
    CRD Number
    170017
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Capital Bank and Trust Company

    Capital Bank and Trust Company is a SEC-registered investment advisory firm headquartered in Irvine, California, managing approximately $139.3B in regulatory assets across 579 client accounts. The firm's full regulatory record is filed with the SEC under CRD #170017.

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Yes

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    Frequently Asked Questions

    What is Capital Bank and Trust Company's AUM?

    Capital Bank and Trust Company reports approximately $139.3B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Capital Bank and Trust Company headquartered?

    Capital Bank and Trust Company is headquartered in Irvine, California.

    What is Capital Bank and Trust Company's CRD number?

    Capital Bank and Trust Company's CRD number is 170017. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Capital Bank and Trust Company manage?

    Capital Bank and Trust Company manages approximately 579 client accounts according to its latest SEC filing.

    Is Capital Bank and Trust Company SEC registered?

    Yes, Capital Bank and Trust Company is registered with the SEC as an investment adviser with an approved registration status.

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