Wealth Manager
    SEC Registered
    Manages Private Funds

    Ballast, Inc.

    Registered investment advisor · Lexington, Kentucky · CRD #152695

    Assets Under Management
    $752M
    Client Accounts
    1,888
    Employees
    12
    CRD Number
    152695
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Ballast, Inc.

    Ballast, Inc. is a fee-only investment advisory firm based in Lexington, Kentucky, established in 2014, specializing in fiduciary financial planning for families and businesses.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Ballast, Inc.

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Ballast, Inc.'s AUM?

    Ballast, Inc. reports approximately $752M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Ballast, Inc. headquartered?

    Ballast, Inc. is headquartered in Lexington, Kentucky.

    What is Ballast, Inc.'s CRD number?

    Ballast, Inc.'s CRD number is 152695. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Ballast, Inc. manage?

    Ballast, Inc. manages approximately 1,888 client accounts according to its latest SEC filing.

    Is Ballast, Inc. SEC registered?

    Yes, Ballast, Inc. is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in Kentucky

    Taylor Advisors, Inc., a Hub International Company
    Louisville, KY · $16B AUM
    River Road Asset Management, LLC
    Louisville, KY · $9.9B AUM
    Todd Asset Management LLC
    Louisville, KY · $6.2B AUM
    Meridian Wealth Management, LLC
    Lexington, KY · $5B AUM
    McF Advisors, LLC
    Lexington, KY · $4.7B AUM
    Middleground Capital
    Lexington, KY · $4B AUM
    See all top RIA firms in Kentucky →

    Research firms like Ballast, Inc. at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial