B. Riley Wealth Advisors, Inc.
Registered investment advisor · Memphis, Tennessee · CRD #115927
Source: SEC Form ADV filings. Data as of 2026-07-06.
About B. Riley Wealth Advisors, Inc.
National Securities Corporation was a broker-dealer firm based in Boca Raton, Florida, operating since 1947. The company had 574 registered representatives and advisers at the time of its closure in July 2022. National Securities was acquired by B. Riley Financial, which initially purchased a 49% stake in its parent company in November 2018 and later acquired the remaining shares in January 2021. Following its integration into B. Riley Wealth Management, the services previously offered by Natio
Fee Structure
Frequently Asked Questions
What is B. Riley Wealth Advisors, Inc.'s AUM?
B. Riley Wealth Advisors, Inc. reports approximately $4.2B in regulatory assets under management, based on its most recent SEC Form ADV filing.
Where is B. Riley Wealth Advisors, Inc. headquartered?
B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
What is B. Riley Wealth Advisors, Inc.'s CRD number?
B. Riley Wealth Advisors, Inc.'s CRD number is 115927. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.
How many accounts does B. Riley Wealth Advisors, Inc. manage?
B. Riley Wealth Advisors, Inc. manages approximately 10,573 client accounts according to its latest SEC filing.
Is B. Riley Wealth Advisors, Inc. SEC registered?
Yes, B. Riley Wealth Advisors, Inc. is registered with the SEC as an investment adviser with an approved registration status.
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